Gerry is a Special Counsel working with Eversheds Sutherland.
He counsels clients in all matters of investment regulations with a focus on regulations governing advisers and broker-dealers, bank fiduciaries, pooled investment vehicles (including mutual funds, managed advisory accounts, bank collective investment funds, and retirement and insurance investment products), and the retirement marketplace.
His past experience includes serving for over 20 years as General Counsel of Voya Investment Management (formerly ING U.S. Investment Management), which comprises several investment advisory entities managing a wide variety of investment strategies and vehicles, including separate accounts, pension plans, mutual funds, hedge funds, offshore funds, wrap fee programs, insurance general accounts and collateralized debt obligations.
Prior to this role, he was in charge of legal matters for a number of major asset managers and fund complexes, and also spent several years in private practice, concentrating on general corporate law matters and the regulation of investment companies, investment advisers, and other financial service providers.
He started his career as a staff attorney in the Office of Chief Counsel in the SEC’s Division of Investment Management, where he had a broad range of experience with the regulation of investment companies and investment advisers under the federal securities laws.
- Mortgage-Backed Securities 2020-2021 ed., 2020-2021
Securities Law Handbook Series, Thomson West
- Soft Dollars, MiFID II and Other Trading Activities, 2020-2021
Securities Law Handbook Series, Thomson West - Regulation of Investment Advisers, 2020
Securities Law Handbook Series, Thomson West
- Regulation of Exchange-Traded Funds, 2020
Matthew Bender Elite Products
- Regulation of Investment Companies, 2020
Matthew Bender Elite Products
- ERISA for Money Managers and Advisors, 2020-2021
Thomson West
- Hedge Funds and Other Private Funds: Regulation and Compliance, 2020-2021
Thomson West
- Mutual Fund Sales Practices, 2020
Securities Law Handbook Series, Thomson West
- Regulation of Financial Planners (Vols. 19 and 19A), 2020
Securities Law Series, Thomson West
- New York
- J.D., cum laude, Harvard Law School
- B.A., summa cum laude, University of Michigan
- B.B.A., magna cum laude, University of Michigan Business School