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The materials on the Eversheds Sutherland website are for general information purposes only and do not constitute legal advice. While reasonable care is taken to ensure accuracy, the materials may not reflect the most current legal developments. Eversheds Sutherland disclaims liability for actions taken based on the materials. Always consult a qualified lawyer for specific legal matters. To view the full disclaimer, see our Terms and Conditions or Disclaimer section in the footer. Services Financial Services Regulation Industries Financial Services Key contacts Ben Marzouk Partner Washington, DC, United States Andrew T. 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All rights reserved. Eversheds Sutherland is a provider of legal and other services operating through various separate and distinct legal entities. For further information about these entities and Eversheds Sutherlands' structure please see the Legal Notice page of this website. Eversheds Sutherland is the name and brand under which the members of Eversheds Sutherland Limited (Eversheds Sutherland (International) LLP and Eversheds Sutherland (US) LLP) and their respective controlled, managed and affiliated firms and the members of Eversheds Sutherland (Europe) Limited (each an "Eversheds Sutherland Entity" and together the "Eversheds Sutherland Entities") provide legal or other services to clients around the world. Eversheds Sutherland Entities are constituted and regulated in accordance with relevant local regulatory and legal requirements and operate in accordance with their locally registered names. The use of the name Eversheds Sutherland, is for description purposes only and does not imply that the Eversheds Sutherland Entities are in a partnership or are part of a global LLP. The responsibility for the provision of services to the client is defined in the terms of engagement between the instructed firm and the client. For further information about these Eversheds Sutherland Entities and Eversheds Sutherlands’ structure please see the Legal Notices page of this website. For information on Konexo please also see the Legal Notices page of this website

The Securities Compliance Podcast: “Analyzing FINRA Remote Supervision | Compliance in Context”

May 14, 2024

United States

The Securities Compliance Podcast, Season 5, Episode 7

Eversheds Sutherland Partner Ben Marzouk and Senior Associate Andrew Mount are featured guests on The Securities Compliance Podcast: Compliance In Context podcast to discuss how broker-dealers are navigating the challenges of remote work and FINRA’s new remote office rules.

The materials on the Eversheds Sutherland website are for general information purposes only and do not constitute legal advice. While reasonable care is taken to ensure accuracy, the materials may not reflect the most current legal developments. Eversheds Sutherland disclaims liability for actions taken based on the materials. Always consult a qualified lawyer for specific legal matters. To view the full disclaimer, see our Terms and Conditions or Disclaimer section in the footer.

Ben Marzouk

Partner

Washington, DC, United States

Andrew T. Mount

Counsel

New York, United States

Latest Insights

legal updates
UK Retail Finance Horizon Scanner - May 2026
legal updates
Employer contributions to the Teachers' Pension Scheme (TPS) set to ease following Government announcement
legal updates
UK: Reform of the Consumer Credit Act 1974 takes shape
legal updates
Consumer Lens - Session 1 | The Rise of European Class Actions

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virtual | June 04, 2026
Education Webinar - Legal refresher for education institutions – governance, company administration and subsidiary companies
virtual | June 09, 2026
UK employment law training
virtual | June 10, 2026
Education Webinar - Occupational Stress : Preventing Suffering, Enhancing Wellbeing
virtual | June 16, 2026
Nordic (Denmark, Finland, Norway and Sweden) employment law training

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June 02, 2026

UK Retail Finance Horizon Scanner - May 2026

legal updates

June 02, 2026

Employer contributions to the Teachers' Pension Scheme (TPS) set to ease fo...

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legal updates

June 01, 2026

UK: Reform of the Consumer Credit Act 1974 takes shape

legal updates

May 29, 2026

Consumer Lens - Session 1 | The Rise of European Class Actions

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© Eversheds Sutherland 2026. All rights reserved. Eversheds Sutherland is a provider of legal and other services operating through various separate and distinct legal entities. For further information about these entities and Eversheds Sutherlands' structure please see the Legal Notice page of this website.

Eversheds Sutherland is the name and brand under which the members of Eversheds Sutherland Limited (Eversheds Sutherland (International) LLP and Eversheds Sutherland (US) LLP) and their respective controlled, managed and affiliated firms and the members of Eversheds Sutherland (Europe) Limited (each an "Eversheds Sutherland Entity" and together the "Eversheds Sutherland Entities") provide legal or other services to clients around the world. Eversheds Sutherland Entities are constituted and regulated in accordance with relevant local regulatory and legal requirements and operate in accordance with their locally registered names. The use of the name Eversheds Sutherland, is for description purposes only and does not imply that the Eversheds Sutherland Entities are in a partnership or are part of a global LLP. The responsibility for the provision of services to the client is defined in the terms of engagement between the instructed firm and the client. For further information about these Eversheds Sutherland Entities and Eversheds Sutherlands’ structure please see the Legal Notices page of this website. For information on Konexo please also see the Legal Notices page of this website

The Securities Compliance Podcast: “Analyzing FINRA Remote Supervision | Compliance in Context”

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